David B.
Chief Compliance Officer at Thrivent Advisor Network | Atlanta, Georgia, United States
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David B.’s Emails da****@th****.com
David B.’s Phone Numbers +1800847****
Social Media
David B.’s Location Atlanta, Georgia, United States
David B.’s Expertise Chief Compliance Officer at Thrivent Advisor Network
David B.’s Current Industry Thrivent
David
B.’s Prior Industry
Smith Barney/Citigroup Global Markets
|
Prudential Bank & Trust
|
Triad Advisors
|
Triad Hybrid Solutions
|
ACG Wealth
|
Rockefeller Capital Management
|
Thrivent
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Work Experience

Thrivent
Chief Compliance Officer
2020-01-01 — Present
Rockefeller Capital Management
VP, Branch Administrative Manager
2019-03-01 — 2020-01-01
ACG Wealth
Chief Compliance Officer
2018-07-01 — 2019-03-01
Triad Hybrid Solutions
Chief Compliance Officer
2014-07-01 — 2018-07-01
Triad Advisors
Vice President, Deputy CCO - RIA
2010-01-01 — 2018-07-01
Prudential Bank & Trust
Portfolio Mgmt Asst
2003-10-01 — 2004-07-01
Smith Barney/Citigroup Global Markets
Registered Sales Asst
2000-12-01 — 2003-10-01