
David Morrison
Specialties: National Association of Securities Dealers (NASD) licenses: Series 7 - General Securities Representative Series 66 - National Securities Law Series... | 41 Parkside Lane, Mine Hill, United States
*50 free lookup(s) per month.
No credit card required.
David Morrison’s Emails da****@ub****.com
David Morrison’s Phone Numbers No phone number available.
Social Media
David Morrison’s Location 41 Parkside Lane, Mine Hill, United States
David Morrison’s Expertise Specialties: National Association of Securities Dealers (NASD) licenses: Series 7 - General Securities Representative Series 66 - National Securities Law Series 9 - General Securities Sales Supervisor-Options Series 10 - General Securities Sales Supervisor-General Securities Series 31 - Managed Commodities Futures Representative /*********/ **These are the comments of this employee only, and not of UBS Financial Services Inc., its subsidiaries or affiliates. No instructions for business transactions or which affect any client's accounts will be accepted through LinkedIn. Communications may be monitored and retained by UBS. All information and comments are provided for current, informational purposes only. See http://www.ubs.com/fas-legal for the full disclosure.**
David Morrison’s Current Industry Ubs
David
Morrison’s Prior Industry
Morgan Stanley
|
First Union
|
Merrill Lynch
|
Alliancebernstein
|
Deutsche Bank
|
Ubs
|
Bank Of America Merrill Lynch
Not the David Morrison you were looking for?
Find accurate emails & phone numbers for over 700M professionals.
Work Experience

Ubs
Director, Supervisory Officer
Sun Aug 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Bank Of America Merrill Lynch
Administrative Manager
Sat Aug 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Aug 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time)
Ubs
Control Officer
Mon Apr 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Aug 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time)
Deutsche Bank
Compliance Manager
Sun Feb 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jan 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time)
Alliancebernstein
Head Of Private Client Compliance
Mon Oct 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Dec 01 2008 00:00:00 GMT+0000 (Coordinated Universal Time)
Alliancebernstein
Private Client New Account Compliance Officer
Wed Feb 01 2006 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Oct 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time)
Merrill Lynch
Compliance Supervisor
Mon Apr 01 2002 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Nov 01 2005 00:00:00 GMT+0000 (Coordinated Universal Time)
First Union
Financial Specialist
Mon Oct 01 2001 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Mar 01 2002 00:00:00 GMT+0000 (Coordinated Universal Time)
Morgan Stanley
Financial Advisor
Tue Aug 01 2000 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue May 01 2001 00:00:00 GMT+0000 (Coordinated Universal Time)