David Roser david.roser@intercontinentalexchange.com & | Experienced trade surveillance compliance officer and derivatives/commodity market specialist. Highly motivated, disciplined and astute individual with over 25 years' experience from trading, broking and back office roles in leading European Financial Institutions. Numerate, assertive and with a proven track record or working accurately and effectively under intense pressure. Reliable and dynamic team player that can work successfully independently or within a team. In the last 30 years I have traded outrights and complex strategies in many asset classes including financial futures/options, STIRS, FX, energy derivatives and more recently Base Metals working for my own firm and large brokerage firms. My deep experience and skill set garnered through trading such a wide range of asset classes and using many different types of software for order entry, post trade, risk, regulation and analytics has given me a wealth of practical experience when it comes to spotting potential manipulation or problems in the market, experience which I believe has added significant value to my current trade surveillance team. Expertise • Confident and driven compliance officer with a good work ethic and excellent market knowledge • Strong attention to detail with utmost concern for accuracy • Valuable analytical and communication skills, both written and verbal • Ability to work under pressure • Reliable and dynamic team player • Direct trading experience on numerous exchanges including LIFFE, Eurex, LME, IPE and CME. • In depth knowledge of commodity, forex and financial products, gained from a career spanning 30 years in the financial markets Skills • Applying extensive first-hand knowledge of trading platforms, technical and news feed systems including TT X-Trader, LME Select, Ffastfill, Comex, Pats, Easyscreen and Bloomberg. • CISI FSA Financial Rules and Regulation Exam • NFA Series Exam • SMARTS Surveillance Software • Attended Technical analysis and Japanese candlesticks courses

David Roser

Experienced trade surveillance compliance officer and derivatives/commodity market specialist. Highly motivated, disciplined and astute individual with over 25 years'...

Southend-on-Sea, Southend-on-Sea, United Kingdom

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David Roser’s Emails [email protected]

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David Roser’s Location Southend-on-Sea, Southend-on-Sea, United Kingdom

David Roser’s Expertise Experienced trade surveillance compliance officer and derivatives/commodity market specialist. Highly motivated, disciplined and astute individual with over 25 years' experience from trading, broking and back office roles in leading European Financial Institutions. Numerate, assertive and with a proven track record or working accurately and effectively under intense pressure. Reliable and dynamic team player that can work successfully independently or within a team. In the last 30 years I have traded outrights and complex strategies in many asset classes including financial futures/options, STIRS, FX, energy derivatives and more recently Base Metals working for my own firm and large brokerage firms. My deep experience and skill set garnered through trading such a wide range of asset classes and using many different types of software for order entry, post trade, risk, regulation and analytics has given me a wealth of practical experience when it comes to spotting potential manipulation or problems in the market, experience which I believe has added significant value to my current trade surveillance team. Expertise • Confident and driven compliance officer with a good work ethic and excellent market knowledge • Strong attention to detail with utmost concern for accuracy • Valuable analytical and communication skills, both written and verbal • Ability to work under pressure • Reliable and dynamic team player • Direct trading experience on numerous exchanges including LIFFE, Eurex, LME, IPE and CME. • In depth knowledge of commodity, forex and financial products, gained from a career spanning 30 years in the financial markets Skills • Applying extensive first-hand knowledge of trading platforms, technical and news feed systems including TT X-Trader, LME Select, Ffastfill, Comex, Pats, Easyscreen and Bloomberg. • CISI FSA Financial Rules and Regulation Exam • NFA Series Exam • SMARTS Surveillance Software • Attended Technical analysis and Japanese candlesticks courses

David Roser’s Current Industry Ice

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Work Experience

Ice

Market Surveillance Manager

Thu Feb 01 2024 00:00:00 GMT+0000 (Coordinated Universal Time) — Present

Ice

Lead, Market Surveillance Analyst

Fri Nov 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed May 01 2024 00:00:00 GMT+0000 (Coordinated Universal Time)

Jpmorgan Chase

Compliance Officer

Thu Jun 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Nov 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time)

Gfi

Base Metals Broker

Sat Mar 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Jun 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time)

Sucden Financial

LME Futures Broker (IB) and Proprietary Trader

Sat Dec 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Feb 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)

Sucden

Overnight Execution Desk Head

Tue May 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Dec 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time)

Independent Financial And Commodity Futures Traderpit Trader

Self employed independent proprietary trader

Thu Apr 01 1999 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Apr 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time)

Self Employed Futurespit Trader

Self Employed Futures/Pit Trader on LIFFE

Wed Jan 01 1992 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Mar 01 1999 00:00:00 GMT+0000 (Coordinated Universal Time)

Gni

Futures Pit Trader

Thu Mar 01 1990 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Jan 01 1992 00:00:00 GMT+0000 (Coordinated Universal Time)

Citifutures

Runner/clerk, Blue Button, Futures Trader

Wed Mar 01 1989 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Mar 01 1990 00:00:00 GMT+0000 (Coordinated Universal Time)

Citicorp

Clerk

Mon Dec 01 1986 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Mar 01 1989 00:00:00 GMT+0000 (Coordinated Universal Time)

Natwest Bank

Clerk

Sat Jun 01 1985 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Dec 01 1986 00:00:00 GMT+0000 (Coordinated Universal Time)

Skills

Languages

FAQ About David Roser

David Roser is located at
Southend-on-Sea, Southend-on-Sea, United Kingdom

David Roser is a
Experienced trade surveillance compliance officer and derivatives/commodity market specialist. Highly motivated, disciplined and astute individual with over 25 years' experience from trading, broking and back office roles in leading European Financial Institutions. Numerate, assertive and with a proven track record or working accurately and effectively under intense pressure. Reliable and dynamic team player that can work successfully independently or within a team. In the last 30 years I have traded outrights and complex strategies in many asset classes including financial futures/options, STIRS, FX, energy derivatives and more recently Base Metals working for my own firm and large brokerage firms. My deep experience and skill set garnered through trading such a wide range of asset classes and using many different types of software for order entry, post trade, risk, regulation and analytics has given me a wealth of practical experience when it comes to spotting potential manipulation or problems in the market, experience which I believe has added significant value to my current trade surveillance team. Expertise • Confident and driven compliance officer with a good work ethic and excellent market knowledge • Strong attention to detail with utmost concern for accuracy • Valuable analytical and communication skills, both written and verbal • Ability to work under pressure • Reliable and dynamic team player • Direct trading experience on numerous exchanges including LIFFE, Eurex, LME, IPE and CME. • In depth knowledge of commodity, forex and financial products, gained from a career spanning 30 years in the financial markets Skills • Applying extensive first-hand knowledge of trading platforms, technical and news feed systems including TT X-Trader, LME Select, Ffastfill, Comex, Pats, Easyscreen and Bloomberg. • CISI FSA Financial Rules and Regulation Exam • NFA Series Exam • SMARTS Surveillance Software • Attended Technical analysis and Japanese candlesticks courses Ice

David Roser currently works in the
Ice

David Roser specializes in
Experienced trade surveillance compliance officer and derivatives/commodity market specialist. Highly motivated, disciplined and astute individual with over 25 years' experience from trading, broking and back office roles in leading European Financial Institutions. Numerate, assertive and with a proven track record or working accurately and effectively under intense pressure. Reliable and dynamic team player that can work successfully independently or within a team. In the last 30 years I have traded outrights and complex strategies in many asset classes including financial futures/options, STIRS, FX, energy derivatives and more recently Base Metals working for my own firm and large brokerage firms. My deep experience and skill set garnered through trading such a wide range of asset classes and using many different types of software for order entry, post trade, risk, regulation and analytics has given me a wealth of practical experience when it comes to spotting potential manipulation or problems in the market, experience which I believe has added significant value to my current trade surveillance team. Expertise • Confident and driven compliance officer with a good work ethic and excellent market knowledge • Strong attention to detail with utmost concern for accuracy • Valuable analytical and communication skills, both written and verbal • Ability to work under pressure • Reliable and dynamic team player • Direct trading experience on numerous exchanges including LIFFE, Eurex, LME, IPE and CME. • In depth knowledge of commodity, forex and financial products, gained from a career spanning 30 years in the financial markets Skills • Applying extensive first-hand knowledge of trading platforms, technical and news feed systems including TT X-Trader, LME Select, Ffastfill, Comex, Pats, Easyscreen and Bloomberg. • CISI FSA Financial Rules and Regulation Exam • NFA Series Exam • SMARTS Surveillance Software • Attended Technical analysis and Japanese candlesticks courses

David Roser speaks the following languages:
No languages available.

David Roser has prior experience in the following industries:
Ice , Jpmorgan Chase , Gfi , Sucden Financial , Sucden , Independent Financial And Commodity Futures Traderpit Trader , Self Employed Futurespit Trader , Gni , Citifutures , Citicorp , Natwest Bank

David Roser has the following professional experience:
Ice , Ice , Jpmorgan Chase , Gfi , Sucden Financial , Sucden , Independent Financial And Commodity Futures Traderpit Trader , Self Employed Futurespit Trader , Gni , Citifutures , Citicorp , Natwest Bank .