
Jamie Wice
I am analytical professional with extensive experience in leading overall compliance management initiative for multiple organizations. I have... | Rock Hill, South Carolina, United States
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Jamie Wice’s Emails ja****@lp****.com
Jamie Wice’s Phone Numbers No phone number available.
Social Media
Jamie Wice’s Location Rock Hill, South Carolina, United States
Jamie Wice’s Expertise I am analytical professional with extensive experience in leading overall compliance management initiative for multiple organizations. I have demonstrated excellence in conducting investigations and identifying individuals not complying with regulations. I am successful leader with track record of analyzing risks and devising robust tools and strategies to minimize issues and ensure seamless workflows. I have demonstrated abilities in reporting violations of regulatory standards while generating and delivering reports to executive management. I am astute at planning and directing all financial, administrative, and operational activities for the organization's executive management. As my professional career continues to evolve, I remain steadfast in my belief that teamwork is key to success therefore, I am committed to building positive working relationships with interdepartmental teams and possess excellent communication and organizational skills with proficiency in English language.
Jamie Wice’s Current Industry Lpl Financial
Jamie
Wice’s Prior Industry
Jamie L Williams
|
Godfrey Wise Berg Cpas And Advisors
|
Hantz Financial
|
Lpl Financial
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Work Experience

Lpl Financial
Vice President, Governance and Controls
Sat Jul 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Lpl Financial
Vice President, Compliance Business Operations
Tue Mar 01 2022 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Aug 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time)
Lpl Financial
Vice President, Analytics, Reporting and Consulting
Tue Sep 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Mar 01 2022 00:00:00 GMT+0000 (Coordinated Universal Time)
Lpl Financial
AVP, Analytics, Reporting and Consulting
Sun Jul 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Sep 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time)
Lpl Financial
Manager DCLRO Business | Data Analytics | Metrics | Branch Exams
Fri May 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Jul 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time)
Lpl Financial
Senior Branch Examiner | Branch Examiner
Tue Feb 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri May 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time)
Hantz Financial
Compliance Specialist
Thu Jul 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Feb 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time)
Jamie L Williams
Attorney
Sun Feb 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Godfrey Wise Berg Cpas And Advisors
Administrative Professional
Sun Feb 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Jul 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)