
Lisa Marino
Lisa E. Marino, MBA (516) 526-5350 [email protected] linkedin.com/in/lisa-marino-9284a2a9 An accomplished operations leader with proven experience managing day-to-day operations... | Charlotte, North Carolina, United States
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Lisa Marino’s Location Charlotte, North Carolina, United States
Lisa Marino’s Expertise Lisa E. Marino, MBA (516) 526-5350 [email protected] linkedin.com/in/lisa-marino-9284a2a9 An accomplished operations leader with proven experience managing day-to-day operations for multiple companies. Expert in policy and procedures, and risk management, ensuring 100% alignment to State and Federal regulations, and industry best practices. As a Control Oversight Specialist & Case Consultant Senior Associate, I developed skills to discuss and provide an overall understanding of security and fund holdings. Proficient in documentation to meet State and Federal regulations and internal policies and procedures as well as AML regulations. Selected Career Highlights: Experience with 4+ years in the financial industry, mastering FINRA regulations along with company policies and procedures. Balanced background that combines 15+ years of proven operations leadership experience with a Master of Business Administration (MBA) from Grand Canyon University and a Bachelor’s in Business from St. Joseph’s College. Managed the monthly compliance and audit program, ensuring complete alignment with CMS, OIG, State, and Federal laws and regulations. Strategic management and ownership of a company, overseeing day-to-day operations throughout a period of continual growth. Experience with financial statements and accounting accruals with profit and loss analysis. CORE PROFESSIONAL STRENGTHS: ❑ Operations Management ❑ Internal Audit ❑ Cross-Functional Collaboration ❑ Strategic Planning & Execution ❑ Risk Management ❑ Team Leadership & Management ❑ Business Management ❑ Policy & Procedure Compliance ❑ Coaching, Training & Mentoring ❑ Complex Issue Resolution ❑ Continuous Process Improvement ❑ New Employee Onboarding PROFESSIONAL EXPERIENCE VANGUARD FINANCIAL 2016 – Present EDUCATION & PROFESSIONAL DEVELOPMENT: GRAND CANYON UNIVERSITY Master of Business Administration (MBA) St. Joseph's College Bachelor of Business Administration FINRA Series 7, 66 & 63 Licenses White Belt in Six Sigma MS Office Suite Excel
Lisa Marino’s Current Industry Bank Of America
Lisa
Marino’s Prior Industry
A Personal Touch Garment
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Sunmed Medical Solutions
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Vanguard
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Bank Of America
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Work Experience

Bank Of America
Assistant Vice President Senior Testing Lead Enterprise Onsite Testing
Wed Feb 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Vanguard
Central Supervision Specialist
Fri Jan 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Feb 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time)
Vanguard
Case Consultant Senior Associate
Sun Sep 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Jan 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time)
Vanguard
High Net Worth Inheritance Consultant
Fri Sep 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Sep 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time)
Vanguard
Inheritant Specialist
Tue Nov 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Sep 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time)
Sunmed Medical Solutions
Compliance Officer
Sun Jun 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Feb 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time)
A Personal Touch Garment
Owner, Operations Manager/Compliance Officer
Thu Jul 01 2004 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu May 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)