
Liu Yi
I spent nine years working for China's SEC, the China Securities Regulatory Commission (CSRC). I served as the... | Chaoyang Qu, Beijing, China
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Liu Yi’s Location Chaoyang Qu, Beijing, China
Liu Yi’s Expertise I spent nine years working for China's SEC, the China Securities Regulatory Commission (CSRC). I served as the deputy division-director at the Department of International Cooperation, my key responsibilities include the review of the applications from domestic companies for overseas issuance and listing of securities, as well as opening-up policy research. The foremost work I completed at this position is two CSRC regulations which I was the main drafter. Since the beginning of 2014, China's securities law has been undergoing a comprehensive revision almost a decade after its last overhaul. I was selected to join the Task Force sponsored by the Congress. China's capital market is growing an globally important player, yet too much government regulation, or "financial repression" remains. In order to create a more market-driven legal framework, all regimes in the draft act must be deliberately devised. I was head of the subgroup for drafting two chapters, concerning investor protection and the opening-up of domestic capital market. My achievements at this position also include testifying about the opening-up policy at the internal meetings before the Committee of Finance and Economy of the Congress. After the completion of this fairly hard and challenging work, I chose current academic platform which provides me with more time to focus on the research of securities law & regulation, as well as provide consultations for financial regulators and legislators. In the meantime, I was invited to join the Supreme Court of China as a visiting scholar, participating in the drafting work of several judicial documents, with regard to the "One Belt, One Road Initiative", the Yangtze River economic zone My passion is helping entrepreneurs, bankers, lawyers and advisers to know and truly understand China’s capital market, including laws, regulations and rules. I’m one of the few with experience in regulator, legislator, judicial authority as well as think tank.
Liu Yi’s Current Industry Tianjin TEDA Financial Holdings (Group) Corp., Ltd.
Liu
Yi’s Prior Industry
China Construction Bank, Liaoning Provincial Branch
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China Minsheng Banking Corporation, Legal and Compliance Department
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Nankai University
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China Securities Regulatory Commission
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PRC's National People’s Congress(NPC)
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Xiamen University
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Beijing International Studies University
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Tianjin TEDA Financial Holdings (Group) Corp., Ltd.
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Work Experience

Tianjin TEDA Financial Holdings (Group) Corp., Ltd.
Chairman
Sun Sep 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Beijing International Studies University
Professor of International Financial Law
Fri Jul 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Sep 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time)
Xiamen University
Chen'an Chair Professor of International Law
Mon Dec 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
PRC's National People’s Congress(NPC)
Member of the Task Force for the Revision of Securities Law, Committee of Finance and Economy
Sat Feb 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jun 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time)
China Securities Regulatory Commission
Deputy Division Chief of the Department of International Cooperation
Sat Jul 01 2006 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jun 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time)
Nankai University
Research Fellow of International Capital Market at Nankai School of Economics
Thu Jun 01 2006 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Jul 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time)
China Minsheng Banking Corporation, Legal and Compliance Department
Corporate Lawyer
Mon Jul 01 2002 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Aug 01 2002 00:00:00 GMT+0000 (Coordinated Universal Time)
China Construction Bank, Liaoning Provincial Branch
Accountant (corporate business line) at Shenyang Railway Sub-branch
Mon Jul 01 1996 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Aug 01 1998 00:00:00 GMT+0000 (Coordinated Universal Time)