Nancy Papo nancy.papo@equitable.com & | My experience includes, branch compliance, employee supervision, research, investigation, and training. Primarily my responsibility has been mainly to ensure firm and exchange rules are followed. In the past I have supervised client activity, including opening new accounts, funds disbursement authorization, 1035 exchanges, mutual fund switches and trading in brokerage accounts.

Nancy Papo

My experience includes, branch compliance, employee supervision, research, investigation, and training. Primarily my responsibility has been mainly to...

Troy, Michigan, United States

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Nancy Papo’s Emails [email protected]

Nancy Papo’s Phone Numbers No phone number available.

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Nancy Papo’s Location Troy, Michigan, United States

Nancy Papo’s Expertise My experience includes, branch compliance, employee supervision, research, investigation, and training. Primarily my responsibility has been mainly to ensure firm and exchange rules are followed. In the past I have supervised client activity, including opening new accounts, funds disbursement authorization, 1035 exchanges, mutual fund switches and trading in brokerage accounts.

Nancy Papo’s Current Industry Equitable Advisors

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Work Experience

Equitable Advisors

Branch Controls Manager

Wed Jan 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time) — Present

Axa Advisors

Branch Controls Manager

Sun Oct 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Jan 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time)

Axa Advisors

Branch Controls Specialist

Tue Mar 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Present

David White Financialcentaurus

Registered Principal

Wed Jan 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Mar 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time)

Ameriprise Financial Services

Registered Client Service Associate

Sun Jan 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Jan 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)

Oppenheimer

Registered Client Associate

Mon Feb 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Dec 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time)

Citigroup Global Marketssmith Barney

Control Administrator

Thu Jul 01 2004 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Feb 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)

Skills

Languages

FAQ About Nancy Papo

Nancy Papo is located at
Troy, Michigan, United States

Nancy Papo is a
My experience includes, branch compliance, employee supervision, research, investigation, and training. Primarily my responsibility has been mainly to ensure firm and exchange rules are followed. In the past I have supervised client activity, including opening new accounts, funds disbursement authorization, 1035 exchanges, mutual fund switches and trading in brokerage accounts. Equitable Advisors

Nancy Papo currently works in the
Equitable Advisors

Nancy Papo specializes in
My experience includes, branch compliance, employee supervision, research, investigation, and training. Primarily my responsibility has been mainly to ensure firm and exchange rules are followed. In the past I have supervised client activity, including opening new accounts, funds disbursement authorization, 1035 exchanges, mutual fund switches and trading in brokerage accounts.

Nancy Papo speaks the following languages:
No languages available.

Nancy Papo has prior experience in the following industries:
Axa Advisors , David White Financialcentaurus , Ameriprise Financial Services , Oppenheimer , Citigroup Global Marketssmith Barney

Nancy Papo has the following professional experience:
Equitable Advisors , Axa Advisors , Axa Advisors , David White Financialcentaurus , Ameriprise Financial Services , Oppenheimer , Citigroup Global Marketssmith Barney .