Nicole Spiker
A self-motivated, analytical and detail-oriented Compliance and Risk Management professional who thrives when providing meaningful value to the... | Chesterfield, Missouri, United States
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Nicole Spiker’s Emails ni****@sc****.com
Nicole Spiker’s Phone Numbers No phone number available.
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Nicole Spiker’s Location Chesterfield, Missouri, United States
Nicole Spiker’s Expertise A self-motivated, analytical and detail-oriented Compliance and Risk Management professional who thrives when providing meaningful value to the organization. Experience in the Financial Services Industry, evaluating risks and controls specific to broker-dealer, Institutional business and bank holding company. Incorporates problem solving skills to identify and apply innovative solutions. Strong ability to work cohesively with cross-functional teams to accomplish common goals.
Nicole Spiker’s Current Industry Charles Schwab
Nicole
Spiker’s Prior Industry
Associated Electric Cooperative
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Scottrade
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Td Ameritrade Institutional
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Td Ameritrade
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Charles Schwab
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Work Experience
Charles Schwab
Senior Manager - Trader Operations, Supervision & Oversight
Tue Feb 01 2022 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Charles Schwab
Senior Manager, Compliance Reporting and Governance Support
Tue Dec 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Feb 01 2022 00:00:00 GMT+0000 (Coordinated Universal Time)
Td Ameritrade
Senior Analyst, Regulatory Oversight Reviews
Thu Nov 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Dec 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time)
Td Ameritrade Institutional
Senior Specialist - Operational Risk & Control
Sun Oct 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Nov 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time)
Scottrade
Advisor Services Risk & Controls Analyst
Tue Dec 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Sep 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time)
Scottrade
Staff Internal Auditor
Sat Jun 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Dec 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time)
Associated Electric Cooperative
Internal Audit Intern
Thu Dec 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed May 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time)Skills
Languages
Nicole Spiker Email Addresses
FAQ About Nicole Spiker
-
Nicole Spiker is located at
Chesterfield, Missouri, United States -
Nicole Spiker is a
A self-motivated, analytical and detail-oriented Compliance and Risk Management professional who thrives when providing meaningful value to the organization. Experience in the Financial Services Industry, evaluating risks and controls specific to broker-dealer, Institutional business and bank holding company. Incorporates problem solving skills to identify and apply innovative solutions. Strong ability to work cohesively with cross-functional teams to accomplish common goals. Charles Schwab -
Nicole Spiker currently works in the
Charles Schwab -
Nicole Spiker specializes in
A self-motivated, analytical and detail-oriented Compliance and Risk Management professional who thrives when providing meaningful value to the organization. Experience in the Financial Services Industry, evaluating risks and controls specific to broker-dealer, Institutional business and bank holding company. Incorporates problem solving skills to identify and apply innovative solutions. Strong ability to work cohesively with cross-functional teams to accomplish common goals. -
Nicole Spiker speaks the following languages:
No languages available. -
Nicole Spiker has prior experience in the following industries:
Charles Schwab , Td Ameritrade , Td Ameritrade Institutional , Scottrade , Scottrade , Associated Electric Cooperative -
Nicole Spiker has the following professional experience:
Charles Schwab , Charles Schwab , Td Ameritrade , Td Ameritrade Institutional , Scottrade , Scottrade , Associated Electric Cooperative . -
You can view Nicole Spiker’s
LinkedIn profile at LinkedIn URL. -
Nicole Spiker’s work email addresses are
[email protected] . -
Nicole Spiker works at
Charles Schwab
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