
Puneet Garg
Compliance professional in Investment Management sector. Experience in Portfolio / Investment compliance and Indices rebalancing with 1st hand... | Noida, Uttar Pradesh, India
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Puneet Garg’s Emails pu****@ma****.com
Puneet Garg’s Phone Numbers No phone number available.
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Puneet Garg’s Location Noida, Uttar Pradesh, India
Puneet Garg’s Expertise Compliance professional in Investment Management sector. Experience in Portfolio / Investment compliance and Indices rebalancing with 1st hand experience in ALADDIN, Sentinel, LDC (Line Data Compliance), Bloomberg, iBoxx, Data Analysis and Financial Analysis. Managed and worked on the firm critical projects including compliance rules transition from Sentinel and LDC to ALADDIN. Code/test compliance rules and perform Investment Compliance guideline monitoring.
Puneet Garg’s Current Industry Ameriprise Financial Services
Puneet
Garg’s Prior Industry
Conway Adriane C
|
Igate
|
Blackrock
|
Markit
|
Ameriprise Financial Services
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Work Experience

Ameriprise Financial Services
Manager, Investment Compliance
Thu Jul 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Ameriprise Financial Services
Group Lead
Tue Jan 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jun 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time)
Ameriprise Financial Services
Team Lead
Tue Nov 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Dec 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time)
Markit
Associate
Mon Apr 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Oct 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time)
Blackrock
Sr. Financial Analyst
Fri Oct 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Apr 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time)
Igate
Financial Analyst
Wed Jul 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Sep 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)
Conway Adriane C
Manager, Investment Compliance
— Present