
Ramona Ruppert
Experienced in many areas of Compliance: control creation, management and monitoring; marketing review specializing in investment advisor, private... | 300 West 50th Street, Minneapolis, United States
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Ramona Ruppert’s Emails ra****@vo****.com
Ramona Ruppert’s Phone Numbers No phone number available.
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Ramona Ruppert’s Location 300 West 50th Street, Minneapolis, United States
Ramona Ruppert’s Expertise Experienced in many areas of Compliance: control creation, management and monitoring; marketing review specializing in investment advisor, private funds, SMAs/GIPS, mutual funds and CITs as well as social media and digital platforms; annual and ongoing testing and oversight. Skilled in leadership, problem solving, organization, prioritization, independent decision making and the ability to switch gears between multiple projects. Series 7/24 with a BA in PolSci from U of Minnesota-Twin Cities.
Ramona Ruppert’s Current Industry Voya Financial
Ramona
Ruppert’s Prior Industry
Voya Investment Management
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Nuveen
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Wells Fargo
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Allspring Global Investments
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Voya Financial
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Work Experience

Voya Financial
Compliance Consultant
Wed Mar 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Allspring Global Investments
Senior Compliance Associate
Fri Apr 01 2022 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Mar 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time)
Wells Fargo
Compliance Associate
Sun Mar 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Apr 01 2022 00:00:00 GMT+0000 (Coordinated Universal Time)
Nuveen
Compliance Manager
Mon Nov 01 2004 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Mar 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time)
Voya Investment Management
Regulatory Compliance Specialist
Sun Dec 01 1996 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Sep 01 2004 00:00:00 GMT+0000 (Coordinated Universal Time)