[email protected] & 1800788****

Shweta Misri

16 years of experience in Regulatory Affairs, Compliance, Risk Assessment and Quality Assurance in the following areas: Bank... | New York City Metropolitan Area, New York City Metropolitan Area, United States

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Shweta Misri’s Emails [email protected]

Shweta Misri’s Phone Numbers 1800788****

Social Media

Shweta Misri’s Location New York City Metropolitan Area, New York City Metropolitan Area, United States

Shweta Misri’s Expertise 16 years of experience in Regulatory Affairs, Compliance, Risk Assessment and Quality Assurance in the following areas: Bank Secrecy Act (BSA) / Know Your Customer (KYC) / CIP/ Enhanced Due Diligence (EDD) / Anti Money Laundering (AML) / Office of Foreign Assets Control (OFAC) Sanctions / FinCEN 314(a) & (b) / Politically Exposed Persons (PEP) / Regulatory Examinations / Correspondent Banking & Foreign Financial Institutions / Client On boarding , risk assessment and more. A self-starter, results oriented strategic leader who has successfully maintained ongoing compliance programs around regulations impacting financial institutions. Proactive, creative person with proven track record in managing and coordinating multifunctional teams, with different cultures and skills, focused on talent development and knowledge mangement. Extensive experience in Capital Markets and Banking, varied financial products (Equities, Derivatives, Futures, Fixed Income), Securities processing and Payment processing and more .

Shweta Misri’s Current Industry Citi

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Work Experience

Citi

Head of Risk Regulatory Remediation Oversight

Thu Jul 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time) — Present

Bank Of Tokyo Mitsubishi Ufj

Deputy Head- Mergers and Acquisition for the Americas

Fri Mar 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Jul 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time)

Broadridge

Senior Analyst Securities Processing Solutions - U.S. Fixed Income

Thu Dec 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Mar 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time)

Goldman Sachs

Business Lead Global Investment Research

Sat May 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Dec 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time)

Cognizant Technology Solutions

Business Analyst - Wealth Management

Fri Jun 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Aug 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time)

Microsoft

Senior Engineer

Tue Nov 01 2005 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Jun 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time)

Skills

Languages

Shweta Misri Email Addresses

[email protected] Email

Shweta Misri Phone Number

1800788**** Phone number

FAQ About Shweta Misri

Shweta Misri is located at
New York City Metropolitan Area, New York City Metropolitan Area, United States

Shweta Misri is a
16 years of experience in Regulatory Affairs, Compliance, Risk Assessment and Quality Assurance in the following areas: Bank Secrecy Act (BSA) / Know Your Customer (KYC) / CIP/ Enhanced Due Diligence (EDD) / Anti Money Laundering (AML) / Office of Foreign Assets Control (OFAC) Sanctions / FinCEN 314(a) & (b) / Politically Exposed Persons (PEP) / Regulatory Examinations / Correspondent Banking & Foreign Financial Institutions / Client On boarding , risk assessment and more. A self-starter, results oriented strategic leader who has successfully maintained ongoing compliance programs around regulations impacting financial institutions. Proactive, creative person with proven track record in managing and coordinating multifunctional teams, with different cultures and skills, focused on talent development and knowledge mangement. Extensive experience in Capital Markets and Banking, varied financial products (Equities, Derivatives, Futures, Fixed Income), Securities processing and Payment processing and more . Citi

Shweta Misri currently works in the
Citi

Shweta Misri specializes in
16 years of experience in Regulatory Affairs, Compliance, Risk Assessment and Quality Assurance in the following areas: Bank Secrecy Act (BSA) / Know Your Customer (KYC) / CIP/ Enhanced Due Diligence (EDD) / Anti Money Laundering (AML) / Office of Foreign Assets Control (OFAC) Sanctions / FinCEN 314(a) & (b) / Politically Exposed Persons (PEP) / Regulatory Examinations / Correspondent Banking & Foreign Financial Institutions / Client On boarding , risk assessment and more. A self-starter, results oriented strategic leader who has successfully maintained ongoing compliance programs around regulations impacting financial institutions. Proactive, creative person with proven track record in managing and coordinating multifunctional teams, with different cultures and skills, focused on talent development and knowledge mangement. Extensive experience in Capital Markets and Banking, varied financial products (Equities, Derivatives, Futures, Fixed Income), Securities processing and Payment processing and more .

Shweta Misri speaks the following languages:
No languages available.

Shweta Misri has prior experience in the following industries:
Bank Of Tokyo Mitsubishi Ufj , Broadridge , Goldman Sachs , Cognizant Technology Solutions , Microsoft

Shweta Misri has the following professional experience:
Citi , Bank Of Tokyo Mitsubishi Ufj , Broadridge , Goldman Sachs , Cognizant Technology Solutions , Microsoft .