Tomas Seto
Tomas is well known as a compliance officer with plenty of flair. He provides colourful commentary (See Wes... | Vancouver, British Columbia, Canada
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Tomas Seto’s Emails ts****@in****.com
Tomas Seto’s Phone Numbers No phone number available.
Social Media
Tomas Seto’s Location Vancouver, British Columbia, Canada
Tomas Seto’s Expertise Tomas is well known as a compliance officer with plenty of flair. He provides colourful commentary (See Wes McCauley of the NHL) in the staid world of Compliance!! He brings with him over 20 years of progressive experience in the securities industry including trading, supervision, credit, Canadian and U.S. regulatory compliance for broker-dealers, investment funds, exempt market securities, privacy, and anti-money laundering. His previous experience includes Chief Compliance Officer roles at Canadian & U.S. broker-dealers, and EMD/PM/IFM firms. He was a member of the Investment Industry Regulatory Organizations of Canada (IIROC) Compliance and Legal Section (CLS), and was also an elected member of IIROC CLS Executive Committee.
Tomas Seto’s Current Industry Insight Capital Partners
Tomas
Seto’s Prior Industry
Mcdonalds Restaurants
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Integra Capital Management
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Royal Bank Action Direct
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Td Green Line Investor Services
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Rbc Action Direct
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Etrade Canada Securities
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Ontario Sports Service
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Scotiabank Global Banking And Markets
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Salman Partners
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Alliance Of Canadian Cinema Television And Radio Artists
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At Tomasyseto
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Fisgard Asset Management
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Zlc Wealth
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Qwest Investment Management
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Garibaldi Capital Advisors
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Canaccord Genuity
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Cossette
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Insight Capital Partners
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Work Experience
Insight Capital Partners
Chief Compliance Officer at ICP Securities Inc. (an affiliate of Insight Capital Partners)
Sat Jan 01 2022 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Cossette
Photoshoot Model
Tue Jan 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jan 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time)
Canaccord Genuity
Vice President, Compliance
Mon Jan 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Jan 01 2022 00:00:00 GMT+0000 (Coordinated Universal Time)
Garibaldi Capital Advisors
Chief Compliance Officer
Sun Jan 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jan 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time)
Qwest Investment Management
Vice President Compliance at Qwest Investment Fund Management
Fri Jan 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jan 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time)
Zlc Wealth
Chief Compliance Officer
Tue Jan 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Jan 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time)
At Tomasyseto
Compliance Consultant
Sun Jan 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jan 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time)
Fisgard Asset Management
Chief Compliance Officer
Sun Jan 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jan 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time)
Alliance Of Canadian Cinema Television And Radio Artists
Background Performer in recorded media
Sat Jan 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Jan 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time)
Salman Partners
Vice-President and Chief Compliance Officer
Tue Jan 01 2008 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Jan 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time)
Scotiabank Global Banking And Markets
Trading Supervision & Operational Risk Control
Sun Jan 01 2006 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jan 01 2008 00:00:00 GMT+0000 (Coordinated Universal Time)
Ontario Sports Service
Beer Server (Bartender)
Wed Jan 01 2003 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jan 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time)
Etrade Canada Securities
Senior Compliance Officer
Tue Jan 01 2002 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Jan 01 2006 00:00:00 GMT+0000 (Coordinated Universal Time)
Rbc Action Direct
Assistant Manager, Credit and Compliance
Fri Jan 01 1999 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jan 01 2002 00:00:00 GMT+0000 (Coordinated Universal Time)
Royal Bank Action Direct
Investment Representative (Trader)
Mon Jan 01 1996 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Jan 01 1999 00:00:00 GMT+0000 (Coordinated Universal Time)
Td Green Line Investor Services
Investment Representative
Mon Jan 01 1996 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jan 01 1996 00:00:00 GMT+0000 (Coordinated Universal Time)
Integra Capital Management
Fund Administrator
Sun Jan 01 1995 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jan 01 1996 00:00:00 GMT+0000 (Coordinated Universal Time)
Mcdonalds Restaurants
Swing Manager
Sun Jan 01 1984 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jan 01 1996 00:00:00 GMT+0000 (Coordinated Universal Time)Skills
Languages
Tomas Seto Email Addresses
FAQ About Tomas Seto
-
Tomas Seto is located at
Vancouver, British Columbia, Canada -
Tomas Seto is a
Tomas is well known as a compliance officer with plenty of flair. He provides colourful commentary (See Wes McCauley of the NHL) in the staid world of Compliance!! He brings with him over 20 years of progressive experience in the securities industry including trading, supervision, credit, Canadian and U.S. regulatory compliance for broker-dealers, investment funds, exempt market securities, privacy, and anti-money laundering. His previous experience includes Chief Compliance Officer roles at Canadian & U.S. broker-dealers, and EMD/PM/IFM firms. He was a member of the Investment Industry Regulatory Organizations of Canada (IIROC) Compliance and Legal Section (CLS), and was also an elected member of IIROC CLS Executive Committee. Insight Capital Partners -
Tomas Seto currently works in the
Insight Capital Partners -
Tomas Seto specializes in
Tomas is well known as a compliance officer with plenty of flair. He provides colourful commentary (See Wes McCauley of the NHL) in the staid world of Compliance!! He brings with him over 20 years of progressive experience in the securities industry including trading, supervision, credit, Canadian and U.S. regulatory compliance for broker-dealers, investment funds, exempt market securities, privacy, and anti-money laundering. His previous experience includes Chief Compliance Officer roles at Canadian & U.S. broker-dealers, and EMD/PM/IFM firms. He was a member of the Investment Industry Regulatory Organizations of Canada (IIROC) Compliance and Legal Section (CLS), and was also an elected member of IIROC CLS Executive Committee. -
Tomas Seto speaks the following languages:
No languages available. -
Tomas Seto has prior experience in the following industries:
Cossette , Canaccord Genuity , Garibaldi Capital Advisors , Qwest Investment Management , Zlc Wealth , At Tomasyseto , Fisgard Asset Management , Alliance Of Canadian Cinema Television And Radio Artists , Salman Partners , Scotiabank Global Banking And Markets , Ontario Sports Service , Etrade Canada Securities , Rbc Action Direct , Royal Bank Action Direct , Td Green Line Investor Services , Integra Capital Management , Mcdonalds Restaurants -
Tomas Seto has the following professional experience:
Insight Capital Partners , Cossette , Canaccord Genuity , Garibaldi Capital Advisors , Qwest Investment Management , Zlc Wealth , At Tomasyseto , Fisgard Asset Management , Alliance Of Canadian Cinema Television And Radio Artists , Salman Partners , Scotiabank Global Banking And Markets , Ontario Sports Service , Etrade Canada Securities , Rbc Action Direct , Royal Bank Action Direct , Td Green Line Investor Services , Integra Capital Management , Mcdonalds Restaurants . -
You can view Tomas Seto’s
LinkedIn profile at LinkedIn URL. -
Tomas Seto’s work email addresses are
[email protected] . -
Tomas Seto works at
Insight Capital Partners
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