Xiang Yu
More than 8 years experience in Compliance with a demonstrated history of working in the financial services industry... | London, England, United Kingdom
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Xiang Yu’s Emails xi****@pu****.com
Xiang Yu’s Phone Numbers 44207907****
Social Media
Xiang Yu’s Location London, England, United Kingdom
Xiang Yu’s Expertise More than 8 years experience in Compliance with a demonstrated history of working in the financial services industry in both UK and China; Strong finance professional with a Master of Science (MSc) focused in Capital Markets, Regulation and Compliance from ICMA Centre, Henley Business School; Chartered CISI Member and UK CFA Investment Management Certificate Unit 1 & CISI Investment Compliance Diploma (Level 6) holder; SME in Trade Surveillance, MiFIR & EMIR Transaction Reporting and Combating Financial Crime.
Xiang Yu’s Current Industry Goldman Sachs
Xiang
Yu’s Prior Industry
Ipsos
|
Frost And Sullivan
|
Dtcc
|
Accenture
|
Cadem Research
|
Etx Capital
|
Punter Southall
|
Putnam Investments
|
Barings
|
Goldman Sachs
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Work Experience
Goldman Sachs
Compliance Executive Director
Thu Jul 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Barings
Trade Surveillance Compliance Officer
Wed Apr 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jun 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time)
Barings
Compliance Analyst
Fri Nov 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Apr 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time)
Putnam Investments
Compliance Specialist
Tue May 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed May 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time)
Punter Southall
Compliance Analyst
Mon Feb 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Apr 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time)
Etx Capital
Compliance Executive
Sun Jun 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Feb 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time)
Cadem Research
Business Consultant
Sat Jan 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Aug 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time)
Dtcc
Corporate Actions Analyst
Sun Mar 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Oct 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)
Accenture
Corporate Actions Analyst
Sun Mar 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Oct 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)
Frost And Sullivan
Assistant Consultant (Intern)
Thu Jan 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Mar 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time)
Ipsos
Assistant Consultant (Intern)
Fri Feb 01 2008 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Dec 01 2008 00:00:00 GMT+0000 (Coordinated Universal Time)Skills
Languages
Xiang Yu Email Addresses
Xiang Yu Phone Number
FAQ About Xiang Yu
-
Xiang Yu is located at
London, England, United Kingdom -
Xiang Yu is a
More than 8 years experience in Compliance with a demonstrated history of working in the financial services industry in both UK and China; Strong finance professional with a Master of Science (MSc) focused in Capital Markets, Regulation and Compliance from ICMA Centre, Henley Business School; Chartered CISI Member and UK CFA Investment Management Certificate Unit 1 & CISI Investment Compliance Diploma (Level 6) holder; SME in Trade Surveillance, MiFIR & EMIR Transaction Reporting and Combating Financial Crime. Goldman Sachs -
Xiang Yu currently works in the
Goldman Sachs -
Xiang Yu specializes in
More than 8 years experience in Compliance with a demonstrated history of working in the financial services industry in both UK and China; Strong finance professional with a Master of Science (MSc) focused in Capital Markets, Regulation and Compliance from ICMA Centre, Henley Business School; Chartered CISI Member and UK CFA Investment Management Certificate Unit 1 & CISI Investment Compliance Diploma (Level 6) holder; SME in Trade Surveillance, MiFIR & EMIR Transaction Reporting and Combating Financial Crime. -
Xiang Yu speaks the following languages:
No languages available. -
Xiang Yu has prior experience in the following industries:
Barings , Barings , Putnam Investments , Punter Southall , Etx Capital , Cadem Research , Dtcc , Accenture , Frost And Sullivan , Ipsos -
Xiang Yu has the following professional experience:
Goldman Sachs , Barings , Barings , Putnam Investments , Punter Southall , Etx Capital , Cadem Research , Dtcc , Accenture , Frost And Sullivan , Ipsos . -
You can view Xiang Yu’s
LinkedIn profile at LinkedIn URL. -
Xiang Yu’s work email addresses are
[email protected] . -
Xiang Yu works at
Goldman Sachs
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